| 19-03704 | 12/02/2021 | Claimant(s): Robert Henning
Claimant Lawyers(s): Dawn Gibbons
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Sydney Crowder
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
|  | $0 |
| 18-03854 | 11/15/2021 | Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): COR Clearing.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
| | $0 |
| 21-01118 | 10/15/2021 | Claimant(s): Russell Miller
Claimant Lawyers(s): Russell S. Miller
Respondent(s): Computershare Securities Corporation
Respondent Lawyers(s): Barbara Hall
Arbitrator(s): Robert J. Scafuri
Hearing Site: Minneapolis, MN
| | $25,767 |
| 21-00452 | 10/08/2021 | Claimant(s): Darren Port
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
| | |
| 19-03592 | 10/04/2021 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Mitch Deane
Respondent(s): Leo Rosner
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
| | |
| 20-00217 | 09/22/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J Borrelli
Respondent(s): Jason Seifert
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert J. Scafuri, Robert M. Shwab, David Minc
Hearing Site: Cleveland, OH
| | |
| 19-01803 | 08/02/2021 | Claimant(s): Anna Creagh, Jon and Mary Anne Tegethoff, Richard and Karen Neuhengen, Anna Marie Creagh Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Genevieve Mar, Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $477,000 |
| 19-03728 | 07/19/2021 | Claimant(s): Ashraf Banoub Trust DTD 3/16/16
Claimant Lawyers(s): Courtney Werning
Respondent(s): McDonald Partners LLC
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert J. Scafuri, Richard S. Hines, David Arnold
Hearing Site: Cleveland, OH
| | Expungement |
| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | |
| 21-00368 | 06/01/2021 | Claimant(s): Anthony Felice
Claimant Lawyers(s): Anthony J. Felice
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Robert J. Scafuri
Hearing Site: Columbus, OH
| | $0 |
