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FINRA Awards for Equitable Advisors

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Displaying 21-30 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0154904/07/2023Claimant(s): Kelly Campbell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
22-0068601/24/2023Claimant(s): Gloria Barbier, Kevin Dooley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
22-0072312/22/2022Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors, Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi
Arbitrator(s): Douglas M. Branson
Hearing Site: Pittsburgh, PA
22-0040712/20/2022Claimant(s): Shannon Larson
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Diane Muse, Virginia H. Wertz, Michael Kelley
Hearing Site: Phoenix, AZ
22-0015712/15/2022Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Richard Logalbo
Respondent Lawyers(s): Richard A. Logalbo
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
21-0260710/26/2022Claimant(s): Constantine Matsakis
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Nancy E. Watters, John L. Bruch, Cherelle K Donaldson
Hearing Site: Baltimore, MD
22-0015806/07/2022Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): John Laudonio
Respondent Lawyers(s): Mark L. DeBenedittis
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
21-0130802/10/2022Claimant(s): Shannon Freeland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
21-0152402/04/2022Claimant(s): Dennis Coughlin
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Diane Ciccone
Hearing Site: Syracuse, NY
21-0105501/19/2022Claimant(s): Adam Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Alice E. Winkler
Hearing Site: Albany, NY

44 Results

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