| 16-03362 | 04/26/2017 | Claimant(s): Mark Zuckerman
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Alyce Tedesco, Alyce and Francis Tedesco, Eshagh and Helen Moezinia
Respondent Lawyers(s): Alyce Tedesco, Eshagh Moezinia, Frank Tedesco
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02881 | 07/12/2016 | Claimant(s): Ana Mediavilla De Menendez, Antonio Calzada Medero, Luz Rivera Batista, Sandra Gomez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Diego Murgia Diaz
Arbitrator(s): Mark C. Perry, William Barker Brown, Earle J. Schwarz
Hearing Site: San Juan, PR
|  | Expungement |
| 15-01503 | 02/12/2016 | Claimant(s): Joseph Shimko
Claimant Lawyers(s): Craig D. Stein
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 14-01282 | 02/04/2015 | Claimant(s): Robert Goard
Claimant Lawyers(s): Robert W. Goard
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $0 |
| 13-02190 | 11/03/2014 | Claimant(s): JZ Family Partnership Limited, LTD, The Jerome Zimmerman Personal Trust
Claimant Lawyers(s): Steven M Katzman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Mark C. Perry, Myron E. Levenson, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
| 12-03564 | 10/17/2013 | Claimant(s): Apostle Solomon
Claimant Lawyers(s): Randall C. Place
Respondent(s): Adam Rosenfeld, Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge, Richard L. Martens
Arbitrator(s): Mark C. Perry, Edward R. Niederriter, Ken Ziesenheim
Hearing Site: Miami, FL
| | Expungement |
| 12-02899 | 05/14/2013 | Claimant(s): Michael Reilly, Trustee of The Reilly
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02677 | 04/30/2013 | Claimant(s): Purnima Shah
Claimant Lawyers(s): W. Barry Blum
Respondent(s): BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Nancy J. Cliff, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | $212,705 |
| 12-01687 | 01/24/2013 | Claimant(s): Popular Securities.
Claimant Lawyers(s): Eyck O. Lugo-Rivera
Respondent(s): Alberto Perez Pujals
Respondent Lawyers(s): Alberto J. Perez Pujals
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 12-01938 | 11/16/2012 | Claimant(s): Nataraj Buduguntae
Claimant Lawyers(s): Nataraj S. Buduguntae
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
| | $0 |
