| 15-00695 | 07/01/2016 | Claimant(s): George Murphy & Cheryl Murphy
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Ameriprise Financial Services., Joseph Grund
Respondent Lawyers(s): Gerry A. Giurato, Niels P. Murphy
Arbitrator(s): Ellen J. Abrams, Sonja Shuford
Hearing Site: Boca Raton, FL
|  | Expungement |
| 15-02020 | 06/03/2016 | Claimant(s): Joel Pironti
Claimant Lawyers(s): Joel Pironti
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01192 | 06/05/2015 | Claimant(s): Andrew Schmoyer, Daniel David, Darrin Boorse, Dawn Southern, Janine Paillard, Jerry Southern, John David, Olivia Flemming, Zou Soueidan
Claimant Lawyers(s): Michael Hill
Respondent(s): E*Trade Securities LLC, E*trade Clearing LLC
Respondent Lawyers(s): Burton Wiand
Arbitrator(s): Ellen J. Abrams, Robert G. Geeseman, Milton Thurm
Hearing Site: Boca Raton, FL
| | $0 |
| 13-01599 | 08/07/2014 | Claimant(s): Billie La Violette, Gary Zack, Jennifer Bernard-Zack, Robert La Violette
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Debra A. Jenks, James M. Scutti, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $485,124 |
| 13-00116 | 06/10/2014 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 12-02366 | 04/16/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Richard Trotta
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): David L. Hodgson, Ellen J. Abrams, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | |
| 12-03934 | 04/10/2014 | Claimant(s): Herbert Richman
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Michael A. Levin, Ellen J. Abrams, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | $150,250 |
| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 13-00550 | 08/13/2013 | Claimant(s): Mustafa Albassam
Claimant Lawyers(s): Mustafa Albassam
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $13 |
| 12-03710 | 07/29/2013 | Claimant(s): John Smith
Claimant Lawyers(s): John Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Stephen R. Facella
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
