FINRA Awards for Washington, DC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 211-220 out of 288 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01897	06/24/2011	Claimant(s): Deborah Gandy Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson Hearing Site: Washington, DC
10-05232	06/23/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Steven Matuszewski Respondent Lawyers(s): Steven Matuszewski Arbitrator(s): Edward Houry Hearing Site: Washington, DC
11-00385	06/20/2011	Claimant(s): Richard Watts and Sally Warner Watts Claimant Lawyers(s): Mark A. Tepper Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Paul Davis Pearlstein Hearing Site: Washington, DC		$32,925
10-01893	06/16/2011	Claimant(s): Steven Smith Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring, Jr. Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, William E. Nelson Hearing Site: Washington, DC
10-01972	05/31/2011	Claimant(s): Deborah Traficante Claimant Lawyers(s): Walter Birkel Respondent(s): James Lacey, UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee Hearing Site: Washington, DC		Expungement
10-01398	05/27/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Christopher Cunningham Respondent Lawyers(s): Thomas P. Silis Arbitrator(s): Bonnie K. Wachtel, Caryl S. Bernstein, Karen L. Crump-Wilson Hearing Site: Washington, DC
09-05497	05/23/2011	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward B. Magarian Respondent(s): David Bekenstein Respondent Lawyers(s): Willard Knox Arbitrator(s): Joseph A. Kenary, Carol Ann Anderson, Mark Cammann Pyle Hearing Site: Washington, DC
10-00550	05/10/2011	Claimant(s): Ameriprise Advisor Services., Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Alfred Keyser Respondent Lawyers(s): Alfred Keyser Arbitrator(s): John A. Gray, Stephanie Jean Malevich, Gerald B. Marcovsky Hearing Site: Washington, DC
09-05914	04/27/2011	Claimant(s): James M Biggins, James M Biggins and Eygeniya Kalashnikov Claimant Lawyers(s): James M Biggins Respondent(s): Phillip Conley Respondent Lawyers(s): Timothy C. Bass Arbitrator(s): Jerome Nelson Hearing Site: Washington, DC		$23,738
10-04455	04/20/2011	Claimant(s): Alan Zelenski Claimant Lawyers(s): Alan S Zelenski Respondent(s): Wells Fargo Advisors, Jeffrey Thiele, Richard Bucaro Respondent Lawyers(s): Yoonsun Chung Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC		$0