Potomac Analytics' Logo

FINRA Awards for Eric Ross Cromartie

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0011506/16/2022Claimant(s): Gary Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12206
20-0138205/04/2022Claimant(s): BAG Securities Fund, L.P., GovPlus Fund AI, NorCap Diversified Premium Fund, NorCap Equity Plus Fund
Claimant Lawyers(s): David E. Robbins
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Francesca Brody
Arbitrator(s): David A. Schuler, Eric Ross Cromartie, Christopher John Rowland
Hearing Site: Dallas, TX
Checkmark Icon$0
20-0126310/04/2021Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Emmett A Larkin Company., Pacific Cortez Securities Incorporated, Salomon Grey Financial Corporation
Respondent Lawyers(s): Gordon Hing, Kyle Rowe, Troy Flowers
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
20-0092207/08/2021Claimant(s): Angie Villemarette, Barbara Belaire, Betty Simon, Bobby Belaire, Brenda Bridges, Celia Musick, Charles Babin, Charles Pope, Charlie Hayek, Craig Nelson, Cynthia Nelson, David Herndon, Dean Simon, Edna Belaire, Frankie Bono, Hazel Decoto, Huey Decoto, Isom Cagle, J. Mothershed, Jimmie Bridges, Joann Herndon, Joyce Cagle, Kathleen Gilmartin, Kenneth Musick, Lennard Belaire, Michael Teague, Millicent Babin, Steven Graham, Susan Lankford, Victoria Guennewig, The Estate of Gerald Brauser, Craig D. Nelson IRA, David E. Herndon IRA, Dudley Devore IRA, Frankie Wayne Bono IRA, George M. Glantz IRA, Huey P. DeCoto IRA, James T. Dorris IRA, Joyce E. Cagle IRA, Kenneth Musick IRA, Lennarde J. Belaire IRA, Richard Griswold IRA, Susan Kay Lankford IRA, Thomas Guennewig IRA, Walter J. Eldredge IRA, George M. Glantz Revocable Trust
Claimant Lawyers(s): Donald L. Ferguson
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Synthia L. Taylor, Eric Ross Cromartie, Anisha Kinra
Hearing Site: Dallas, TX
Checkmark Icon$648,543
20-0237902/16/2021Claimant(s): Matthew Mason
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
20-0135001/11/2021Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
20-0134812/17/2020Claimant(s): Andrew Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
19-0298002/24/2020Claimant(s): Amparo Mendez Class
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
Checkmark Icon$50,600
19-0095112/16/2019Claimant(s): Roger Engemoen
Claimant Lawyers(s): Erin M. Brewer
Respondent(s): Samco Capital Markets.
Respondent Lawyers(s): Joel B. Bailey
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
19-0109909/13/2019Claimant(s): Amelia Carrion Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
Checkmark Icon$3,300

31 Results

Display: