| 10-02338 | 09/02/2011 | Claimant(s): Stephen Rowland
Claimant Lawyers(s): Christopher W. Madel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bryan I. Reyhani
Arbitrator(s): Edward C. Oliver, Joan L. Volz, JD Haas
Hearing Site: Minneapolis, MN
|  | $50,000 |
| 11-01711 | 09/01/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Kevin Blackburn
Respondent Lawyers(s): Kevin Ross Blackburn
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 10-03587 | 08/19/2011 | Claimant(s): Cindy Tronsrue, Florence Tronsrue, George Tronsrue, Nancy Frei, Jericho Fund
Claimant Lawyers(s): Donald H. Mullins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Phil Scott
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Joseph C. Roberts, Peter L. Sill, Ronald E. Lorentsen
Hearing Site: Seattle, WA
| | $0 |
| 10-03144 | 08/12/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Peter Sagorski
Respondent Lawyers(s): Peter Sagorski
Arbitrator(s): Kathryn M. Welsh
Hearing Site: Orlando, FL
| | |
| 10-02489 | 08/09/2011 | Claimant(s): The Estate of Charles Daniels, Charles Daniels Trust, Daniels Family Trust
Claimant Lawyers(s): Thomas O'Connor
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., William Tomes
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert F. Sanville, Vernon C. Walker, John W. Lear
Hearing Site: Philadelphia, PA
| | Expungement |
| 08-01087 | 08/09/2011 | Claimant(s): Deborah Carroway, Gail Abdelnour, Michael Carroway & Robert James Carroway, James and Odette Abdelnour, Michael and Roslyn Abdelnour
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Joseph Crespi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian Ellis
Arbitrator(s): Peter Svorinic, James R. Collins, Roger Carl Markhus
Hearing Site: Boston, MA
| | $0 |
| 10-01541 | 08/09/2011 | Claimant(s): Thomas Mulvey and Diane Mulvey
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Mark C. Perry, Howard Bernstein, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | $0 |
| 10-01130 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Ross
Respondent Lawyers(s): Vincent Ross
Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk
Hearing Site: Pittsburgh, PA
| | |
| 11-01231 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Lawrence Krogsdale
Respondent Lawyers(s): Lawrence Alfred Krogsdale
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 09-06264 | 08/02/2011 | Claimant(s): Judith Melzer, The Estate of Shephard W. Melzer
Claimant Lawyers(s): Mark Sauchelli
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Matta
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Pamela H. Roderick, Catherine I. Gulevich, William P. Laino
Hearing Site: New York, NY
| | Expungement |
