| 09-01490 | 07/09/2010 | Claimant(s): Connecticut College
Claimant Lawyers(s): James T. Shearin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): June Y. Kilmarx, Sean Michael Peoples, James J. Gadarowski
Hearing Site: New London, CT
|  | $363,503 |
| 09-07144 | 07/08/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Anthony Dicesare
Respondent Lawyers(s): Anthony DiCesare
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | |
| 09-01920 | 07/02/2010 | Claimant(s): Mark Patterson
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): James M. Baumann, Rick F. Suppa, Dwight Wassong
Hearing Site: Newark, NJ
| | |
| 09-04606 | 07/02/2010 | Claimant(s): Anne Carmichael, Rev. Trust of Donald Carmichael
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marc Scott Shapiro
Hearing Site: Boca Raton, FL
| | $90,000 |
| 09-03629 | 06/24/2010 | Claimant(s): Lloyd Dotson, Robert Wood
Claimant Lawyers(s): Richard Slavin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Denzil J. Klippel, David A. Schwarz, Gerald L. Fingerhut
Hearing Site: New York, NY
| | |
| 09-02967 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Michael J. Fortunato
Respondent(s): Robert Pippenger
Respondent Lawyers(s): Michael A. Anderson
Arbitrator(s): Chandler R Bridges, George S. Willingham, Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 09-03513 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Jason Cooney
Respondent Lawyers(s): Jason Cooney
Arbitrator(s): James R. Augustine, John Michael Watson, Nathan Levy
Hearing Site: Houston, TX
| | |
| 09-03601 | 06/14/2010 | Claimant(s): Jack Lang, Tina Lang, The Jack A. & Tina L. Lang Family Trust
Claimant Lawyers(s): Holly C. Hamm, Ross Spence
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Lacey, Merrill Lynch Life Agency Inc.
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Mica T. Duncan, Joe S. Tarrer, Richard L. Merkel
Hearing Site: Albuquerque, NM
| | $100,000 |
| 09-01481 | 06/10/2010 | Claimant(s): C. Albert Parente and Julia Parente
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 08-01962 | 06/04/2010 | Claimant(s): Edith Vogelhut
Claimant Lawyers(s): Robert J. Hanreck
Respondent(s): Leslie Posner, Martin Posner, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank & Trust Co., FSB
Respondent Lawyers(s): A. Patricia Christiansen, Jonathan A. Azrael, Martin Posner
Arbitrator(s): Stuart M. Rapee, Gerald Silverman, James Conrad Sankpill
Hearing Site: Miami, FL
| | $0 |
