| 10-03065 | 08/21/2012 | Claimant(s): Louis Kulekofsky, IRA
Claimant Lawyers(s): Alan J. Foxman
Respondent(s): Advest.
Respondent Lawyers(s): Bradley B Rounsaville
Arbitrator(s): Linda M. Granata, Lee Alan Rosenblum, Tina Scott Polsky
Hearing Site: Boca Raton, FL
|  | Expungement |
| 09-05157 | 06/11/2012 | Claimant(s): Linda Bassin Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Norry Luria, FMS Bonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Linda M. Granata, Richard S. Zaifert, Michael T. Williams
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 09-07228 | 05/29/2012 | Claimant(s): Enrique Pochat
Claimant Lawyers(s): W. Steven Adams
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Linda M. Granata, Bernard A. Becker, Leah Sherman
Hearing Site: Miami, FL
| | |
| 09-03913 | 04/03/2012 | Claimant(s): Marvin Getlan
Claimant Lawyers(s): Michael Amad
Respondent(s): Wachovia Securities, UBS Financial Services Inc.
Respondent Lawyers(s): Keith Olin, Tracy L. Gerber
Arbitrator(s): Linda M. Granata, Norman L. Weiss, Gustavus L. Pearthree
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05539 | 03/16/2012 | Claimant(s): David Flaat, Linda Flaat, David L. Flatt Rev. Trust, Linda M. Flaat Rev Trust
Claimant Lawyers(s): David Flaat
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George Sullivan
Arbitrator(s): Linda M. Granata, Nancy J. Cliff, Philip L. Manczak
Hearing Site: Ft. Lauderdale, FL
| | Dismissed by Rule 12504 |
| 11-00052 | 03/05/2012 | Claimant(s): Paul Malkin, Phyllis Malkin
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Linda M. Granata, Melanie S. Cherdack, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $90,298 |
| 09-06457 | 02/22/2012 | Claimant(s): Robert Locher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Holly J. Sutton
Arbitrator(s): Linda M. Granata, James W. Geiger, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02462 | 03/25/2010 | Claimant(s): Luis Davidsohn, Roberto Davidsohn, Susana Lea Davidsohn
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jorge Kalb, Moises Nudel, Paul Weiss, Atlas One Financial Group
Respondent Lawyers(s): Holly R. Skolnick
Arbitrator(s): Linda M. Granata, David Stein, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | $0 |
| 07-02537 | 07/27/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Frederick Kelleher
Respondent Lawyers(s): Lawrence Duffy
Arbitrator(s): Linda M. Granata, Robert H. Loevin, James A. Collins
Hearing Site: Boca Raton, FL
| | |
