| 11-03486 | 10/25/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Klespies
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Ronald H. Walton, Edith N. Dinneen, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | |
| 11-02704 | 10/16/2012 | Claimant(s): Edmond Helaire, Estate of Nina R. Helaire
Claimant Lawyers(s): Edmond Helaire
Respondent(s): Shelley Moncrief, Hibernia Investment Securities.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
|  | $0 |
| 10-05106 | 04/11/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Donald Delahunt, James Vijande
Respondent Lawyers(s): J. Pat Sadler, Todd Ratner
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | |
| 11-01510 | 02/17/2012 | Claimant(s): Diana Calderaio, John Calderaio, Paul Calderaio
Claimant Lawyers(s): John A. Calderaio
Respondent(s): Wells Fargo Advisors, Robert Misener
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
| | $225 |
| 10-01316 | 01/27/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Hendrickson
Respondent Lawyers(s): Kenneth Hendrickson
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 11-00416 | 01/17/2012 | Claimant(s): Martha Thomas, Robert Thomas
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC
| | $24,880 |
| 10-04964 | 12/27/2011 | Claimant(s): Rita Lois Robinson Trust
Claimant Lawyers(s): Andrew D Gowdown
Respondent(s): Wells Fargo Advisors, John Hodson
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Kirkland Grant, Susan J. Buckley, Robert P. Porter
Hearing Site: Columbia, SC
| | $0 |
| 10-05692 | 10/18/2011 | Claimant(s): Pamela Poole, Pamela H. Poole IRA, Pamela H. Poole Roth IRA
Claimant Lawyers(s): Todd Ratner
Respondent(s): Overton Graham, RBC Capital Markets LLC
Respondent Lawyers(s): James Cosby
Arbitrator(s): William C. Boinest, Stuart H. Dunn, Leon Henderson
Hearing Site: Richmond, VA
| | $0 |
| 11-01854 | 10/11/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
| | |
| 10-04444 | 10/04/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Elliott Moskowitz
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Raleigh, NC
| | |
