Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH | ||
| 20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH |  | $0 |
| 20-00898 | 06/28/2021 | Claimant(s): Bryan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nationwide Investment Services Corporati Respondent Lawyers(s): Ali I. Haque Arbitrator(s): Edward Blumstein Hearing Site: Columbus, OH | ||
| 21-00368 | 06/01/2021 | Claimant(s): Anthony Felice Claimant Lawyers(s): Anthony J. Felice Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH | | $0 |
| 20-01361 | 05/14/2021 | Claimant(s): Coastal Equities. Claimant Lawyers(s): Francis Skinner Respondent(s): Sam Aziz Respondent Lawyers(s): Robert J. Beggs Arbitrator(s): Robert J. Scafuri, Ross Tulman, Nelson E. Genshaft Hearing Site: Columbus, OH | ||
| 21-00289 | 05/12/2021 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric D. Raphan Respondent(s): James Reittinger Respondent Lawyers(s): James William Reittinger Arbitrator(s): Peter Ordower Hearing Site: Columbus, OH | ||
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Paul Yarns Arbitrator(s): Robert David Epstein Hearing Site: Columbus, OH | ||
| 20-02891 | 04/01/2021 | Claimant(s): Eric Haubert Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH | ||
| 19-02702 | 03/31/2021 | Claimant(s): Lisa Fisher, Matthew Fisher Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Paul Lansing, Lynn Hirschfeld Brahin, Marvin Brown Hearing Site: Columbus, OH | | $370,922 |
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH |