Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03003 | 07/14/2021 | Claimant(s): Christopher McGee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02644 | 05/28/2021 | Claimant(s): Zachary Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI | ||
| 20-03040 | 05/17/2021 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02192 | 03/30/2021 | Claimant(s): Kelly Hoff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Philip J. Glick Hearing Site: Minneapolis, MN | ||
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | ||
| 17-02211 | 11/25/2020 | Claimant(s): The Braeside Foundation Claimant Lawyers(s): Jacob Kahn Respondent(s): Carl Birkelbach, Nicholas Avello, Forest Securities. Respondent Lawyers(s): Christopher Wurtzinger, James J. Moylan, Nicholas Thomas Avello Arbitrator(s): Larry Evert Carlson, Thomas F. Ryan, Philip J. Glick Hearing Site: Chicago, IL |  | $405,000 |
| 19-01791 | 11/17/2020 | Claimant(s): Mohamad Alhalabi Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Jr Arbitrator(s): Philip J. Glick Hearing Site: St. Louis, MO | | Dismissed |
| 20-00958 | 10/21/2020 | Claimant(s): Kelly Stewart Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO |