Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01611 | 03/20/2015 | Claimant(s): Marvin Pearlman Claimant Lawyers(s): Sara E. Hanley Respondent(s): Peter Bruno, Wall Street Money Center Corp. Respondent Lawyers(s): Peter Bruno Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL |  | $27,666 |
| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S Griesmeyer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mitchell Lee Marinello Hearing Site: Chicago, IL | ||
| 12-03901 | 03/10/2015 | Claimant(s): Sandra Harder Claimant Lawyers(s): Erwin Cohn Respondent(s): Benjamin Pahl, Fidelity Brokerage Services LLC, Money Concepts Capital Corp Respondent Lawyers(s): Joel M. Everest, Kathy M. Klock Arbitrator(s): Kenneth N. Adamson, Susanne J. Hollander, Harvey R. Herman Hearing Site: Chicago, IL | | Expungement |
| 14-00468 | 03/09/2015 | Claimant(s): Alek Jakich, Eva Leinweber Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | | $0 |
| 13-03337 | 02/25/2015 | Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA Claimant Lawyers(s): Susan E. Fisher Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL | | $600 |
| 14-01127 | 02/24/2015 | Claimant(s): Michael Strathman Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | | $0 |
| 13-03392 | 02/06/2015 | Claimant(s): Hans Taulien, Irene Taulien Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL | | Expungement |
| 14-00908 | 01/23/2015 | Claimant(s): Wayne D. Atkins Claimant Lawyers(s): Wayne D. Atkins Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa Hegger Shea Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 13-02124 | 12/19/2014 | Claimant(s): Raymond Walton Claimant Lawyers(s): Nancy Temple Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P. Respondent Lawyers(s): David E. Schoenfeld Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer Hearing Site: Chicago, IL | ||
| 13-02089 | 12/04/2014 | Claimant(s): Mary Osborne Claimant Lawyers(s): Deanna Besbekos Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Rody P. Biggert Hearing Site: Chicago, IL | | Expungement |