| 17-01254 | 08/05/2019 | Claimant(s): Bin Liu, Bing Dao, Daquan Li, Fawn Lin-Moy, Folim Halaka, Hailin Yan, Hana Shenouda, Hang Yuan, Jan Cheng, Jia Liu, Jie Chen, John Pollick, Jun Zhou, Ke Zhang, Ling Li, Liping Zhong, Min Zhang, Minqi Wan, Mu Liu, Philip Zou, et al
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Sara Ng
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Philip J. Glick, Elizabeth C. Simon, Michael R. Sherwin
Hearing Site: Chicago, IL
|  | Expungement |
| 18-04105 | 07/05/2019 | Claimant(s): Mary Jo Hayes
Claimant Lawyers(s): Howard Rosenburg
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Mary Jo Hayes, CCO
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | |
| 19-00500 | 06/27/2019 | Claimant(s): Mark Harrah, Mark. R. Harrah Roth IRA Account
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Peter J. Hardin
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
| | $20,600 |
| 18-03626 | 06/26/2019 | Claimant(s): Elias Friedman
Claimant Lawyers(s): Joshua Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
| | |
| 18-04144 | 06/25/2019 | Claimant(s): Richard Casolari
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | |
| 18-02763 | 06/18/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Syed Ali
Respondent Lawyers(s): Syed Ali
Arbitrator(s): Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 18-03767 | 06/05/2019 | Claimant(s): Jason Spears
Claimant Lawyers(s): Jason P. Spears
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Arne R. Rode
Hearing Site: Chicago, IL
| | |
| 18-00937 | 05/31/2019 | Claimant(s): West Chicago Police Pension Fund
Claimant Lawyers(s): Jeffrey Finley
Respondent(s): Edward Jones
Respondent Lawyers(s): Alexander Martin Madrid
Arbitrator(s): Ray J. Grzebielski, Robert Biondi, Adrian E. Mazar
Hearing Site: Chicago, IL
| | $0 |
| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
| | |
| 18-03459 | 05/14/2019 | Claimant(s): Scott Kurkjian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | |
