Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00051 | 08/03/2022 | Claimant(s): Steven Laporta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | ||
| 21-02066 | 08/01/2022 | Claimant(s): Abdul Mohammed Claimant Lawyers(s): Abdul Mohammed Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Ray J. Grzebielski, Steven H. Vogel, Phillip I. Finkelstein Hearing Site: Chicago, IL |  | $0 |
| 21-00211 | 07/27/2022 | Claimant(s): Bernard So Claimant Lawyers(s): Joseph R. Henderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Steven H. Vogel, Walter Patrick Giblin, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | $0 |
| 20-03829 | 07/21/2022 | Claimant(s): Rahul Deepankar Claimant Lawyers(s): Richard B. Fosher Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Stuart D. Summers, Daniel R. Formeller, Philip J. Glick Hearing Site: Chicago, IL | | Expungement |
| 21-00441 | 07/05/2022 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Issa Dababneh Respondent Lawyers(s): Issa J. Dababneh Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL | | $0 |
| 22-00018 | 06/24/2022 | Claimant(s): Candaice Haywood Claimant Lawyers(s): Candaice Haywood Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Michael Joseph Shuckerow Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse Claimant Lawyers(s): Gregory Kruse Respondent(s): Paul Price Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 21-00548 | 06/22/2022 | Claimant(s): Estate of Inayat S. Fleischaker Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Jonathan B. Gilbert, Odalo Joseph Ohiku, Denise Renee Poindexter Hearing Site: Chicago, IL | | Expungement |
| 22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-01754 | 06/15/2022 | Claimant(s): John Freiburger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL |