| 14-02820 | 07/18/2017 | Claimant(s): Landon Marino, Shawn Walker, Travis Knapp, William Coffey
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Maurice J. Fallas, Allan R. Lazor, Shannon Lyn Mays
Hearing Site: Houston, TX
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| 13-02544 | 07/12/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Rick Konecny
Respondent Lawyers(s): Rick Douglas Konecny
Arbitrator(s): Michael S. Matek, Michael F. Jordan, Craig D. Cook
Hearing Site: Chicago, IL
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| 16-00949 | 07/11/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Valery Gurin
Respondent Lawyers(s): Valery Vitalievich Gurin
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 17-00191 | 07/07/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Timothy Gronewold
Respondent(s): Robert Edmunds
Respondent Lawyers(s): Robert Samuel Edmunds
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 17-00369 | 07/06/2017 | Claimant(s): Ambrose Hill
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
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| 17-00796 | 07/05/2017 | Claimant(s): Karen Kurrasch
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vallono
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
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| 16-03348 | 07/03/2017 | Claimant(s): Eric Hernandez
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark Knoll
Arbitrator(s): Sandra J. Mullings, Joan M. Traub, Joanne Basso Mack
Hearing Site: New York, NY
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| 16-03194 | 06/26/2017 | Claimant(s): Dale Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets Inc.
Respondent Lawyers(s): David I. Hantman, Valerie I. Holder
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Seattle, WA
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| 15-02661 | 06/26/2017 | Claimant(s): Madeleine Carrero, Ulises Barros Carrero, Fideicomiso Ulises Barros
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): Gerald Silverman, Joseph Benalt, Paul J. Burkhart
Hearing Site: Miami, FL
|  | $793,680 |
| 17-00289 | 06/14/2017 | Claimant(s): Kathleen Entwistle
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
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