| 18-00280 | 07/25/2018 | Claimant(s): Thomas Alley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 17-00043 | 07/16/2018 | Claimant(s): Mary Millman
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Ankit Sahu, UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod, Robert J. Girard
Arbitrator(s): Robert M. Smith, Kevin C. Coleman, Glenn Paul Gilbert
Hearing Site: San Francisco, CA
|  | $0 |
| 17-03241 | 07/10/2018 | Claimant(s): Samuel Belsito
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael R. Gaico, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Hartford, CT
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| 17-02749 | 07/05/2018 | Claimant(s): John Ledford
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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| 18-00152 | 07/05/2018 | Claimant(s): Shawn Patt
Claimant Lawyers(s): Shawn Shyama Patt
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): Robert Rosen, David Maurer, Howard Clark Posner
Hearing Site: Los Angeles, CA
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| 17-02070 | 07/03/2018 | Claimant(s): Jenny Chu, Kenneth Jo
Claimant Lawyers(s): Sylvia M Scott
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): John Alen DeRosa, Michael M. Hachigian, Robert Ronne
Hearing Site: Los Angeles, CA
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| 18-00159 | 06/28/2018 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linetee Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 14-01056 | 06/28/2018 | Claimant(s): Wilfredo Alvarez
Claimant Lawyers(s): Renato Barrios
Respondent(s): Ibrahim Arce, UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones-Rivera
Arbitrator(s): Jan Glenn Valecka, Edward R. Niederriter, Chris J. Conanan
Hearing Site: San Juan, PR
| | $0 |
| 17-03083 | 06/26/2018 | Claimant(s): John Adams
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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| 16-03699 | 06/22/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Eric Brook
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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