| 19-00365 | 06/26/2019 | Claimant(s): Angel Canabal
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 18-00380 | 06/24/2019 | Claimant(s): Jeffrey Boudjouk
Claimant Lawyers(s): Jeffrey L. Levy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long
Hearing Site: Providence, RI
| | |
| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | |
| 17-00353 | 06/19/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Brandon Mink
Respondent Lawyers(s): Michelle Atlas
Arbitrator(s): Mona Koppel Mitnick, Robert Michael O'Brien, Jeri Kaylene Somers
Hearing Site: Washington, DC
| | |
| 18-03296 | 06/19/2019 | Claimant(s): Natasha Lessard
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Gerard Belfort
Arbitrator(s): Peter M Cosel
Hearing Site: Boston, MA
| | |
| 17-01244 | 06/12/2019 | Claimant(s): Sandra Calderon, Bluebird Corporation
Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones
Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright
Hearing Site: San Juan, PR
|  | Expungement |
| 19-00987 | 06/11/2019 | Claimant(s): Noel Becker
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
| | |
| 18-04052 | 06/10/2019 | Claimant(s): Robert Curtis
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | |
| 18-01433 | 05/23/2019 | Claimant(s): Mark Moore
Claimant Lawyers(s): Coren H. Stern
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 16-02528 | 05/20/2019 | Claimant(s): Carmen Macias, Pedro Diez, Pedro Diez Macias, Vissepo & Diez Construction Corp., Diez Macias 1 Trust, Pefedima Trust
Claimant Lawyers(s): Jeffrey Erez, Lloyd R. Schewd
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Roger C. Benson, Mauricio Arcadier, Robert Stewart Barney
Hearing Site: San Juan, PR
| | $7,839,130 |
