| 09-04546 | 06/22/2012 | Claimant(s): Soheil Davood
Claimant Lawyers(s): Soheil Davood
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Blaine Smith, Elizabeth A. Copley, Ronald E. Malmfeldt
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-01520 | 06/15/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Gustavo Del Valle
Respondent Lawyers(s): Harold D. Vicente-Colon
Arbitrator(s): Reinaldo Royo, Kathryn M. Welsh, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | |
| 10-03332 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Milton Harkrader
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
| | |
| 10-05400 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Brian Graham
Respondent Lawyers(s): Gregg M. Rzepczynski
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | |
| 11-01126 | 06/12/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D Weinreich
Respondent(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Respondent Lawyers(s): Margaret E. Peper
Arbitrator(s): Barbara J. Glenns, Romaine L. Gardner, Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | |
| 11-02238 | 06/08/2012 | Claimant(s): Raymer F. Maguire Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Diana A. Weiner, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | Expungement |
| 11-00771 | 06/07/2012 | Claimant(s): Dorothy Wakley, James Wakely
Claimant Lawyers(s): David G. Lutz
Respondent(s): UBS Financial Services Inc., William Avery
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Marvin I. Horowitz, Jennifer Ann Shandler, Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 11-01876 | 06/06/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): George Doughton
Respondent Lawyers(s): Thomas J. Doughton
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
| | |
| 11-00270 | 05/25/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Karen Paige aka Karen Sennes
Respondent Lawyers(s): Karen L. Paige aka Karen Sennes
Arbitrator(s): Alan Stamm
Hearing Site: San Diego, CA
| | |
| 11-04477 | 05/17/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): William Lindgren
Respondent Lawyers(s): William Bood Lindgren
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
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