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FINRA Awards for George Doughton

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0187606/06/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): George Doughton
Respondent Lawyers(s): Thomas J. Doughton
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC

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