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FINRA Awards for Brian Graham

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0540006/14/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Brian Graham
Respondent Lawyers(s): Gregg M. Rzepczynski
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL

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