| 14-02290 | 11/11/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Andrew Leventhal
Respondent Lawyers(s): David S. Smith
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
| | |
| 14-00548 | 05/14/2015 | Claimant(s): Marks Baughan Securities LLC
Claimant Lawyers(s): Philip G. Kircher
Respondent(s): Inovia Holdings Pty. Ltd.
Respondent Lawyers(s): Judith A. Lockhart
Arbitrator(s): Randolph Guggenheimer, Gregory J. Getz, Brooks White
Hearing Site: New York, NY
| | |
| 12-02346 | 02/06/2015 | Claimant(s): Scott Skyrm
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Newedge USA
Respondent Lawyers(s): John P. Barry
Arbitrator(s): Susan Y. Chin, Gregory J. Getz, Michael Peter Yahr
Hearing Site: New York, NY
| | |
| 13-01361 | 11/04/2014 | Claimant(s): Joanne Mc Evoy
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, Anthony Giuliano III, John Thomas Financial
Respondent Lawyers(s): Anthony Frank Giuliano III, Dan Druz
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
|  | $24,423 |
| 11-03404 | 04/09/2014 | Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 11-04606 | 09/24/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Pilla
Respondent Lawyers(s): Eric R. Breslin
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
| | |
| 11-03824 | 06/14/2013 | Claimant(s): Robyn Zivic
Claimant Lawyers(s): Jonathan Rogin
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Joan M. Traub, Judith P. Brooks, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 12-03920 | 05/13/2013 | Claimant(s): Dean Wiltshire, Jerret Brantley, Pauline Rhiney
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Robert Van Zandt
Respondent Lawyers(s): Robert Henry Van Zandt
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
| | $52,762 |
| 11-03714 | 02/25/2013 | Claimant(s): John Joyce
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Standard Credit Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 11-02098 | 06/12/2012 | Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY
| | |
