| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Joseph Krauszer
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
| 12-02541 | 10/08/2013 | Claimant(s): June Matalon
Claimant Lawyers(s): A. Roger Elston
Respondent(s): Claud Baruch, Morgan Stanley, Richard Wynes, Robert Feinman
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
|  | $0 |
| 11-04052 | 09/09/2013 | Claimant(s): The John L. Mogensen Living Trust
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Colleen M. Fitzgerald
Arbitrator(s): Gary M. Landau, Jill Pilgrim, Kenneth Herbert Mitchell
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-00398 | 06/27/2013 | Claimant(s): Joan Dash, Joel Dash, Joel M. Dash and Joan S. Dash JTWROS, Joan S. Dash Revocable Living Trust, Joel M. Dash Revocable Living Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Gary M. Landau, Dennis M. Ross, Antonio M. Freire
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01437 | 11/19/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don R. Boswell
Respondent(s): Charles Pfeiffer
Respondent Lawyers(s): Charles Pfeiffer
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
| 10-00934 | 09/24/2012 | Claimant(s): Letzgo Co.
Claimant Lawyers(s): Scott Hirsch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gary M. Landau, John E. Sutton, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-05679 | 05/14/2012 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Jimmie Canole
Respondent Lawyers(s): Jimmie Dean Canole
Arbitrator(s): Gary M. Landau
Hearing Site: Orlando, FL
| | |
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Luis Lopez
Respondent Lawyers(s): Brian Buckstein
Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 10-01872 | 09/07/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Felipe Britto
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Gary M. Landau
Hearing Site: Miami, FL
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