| 16-00978 | 03/29/2018 | Claimant(s): Sherry Turner
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-03723 | 08/16/2017 | Claimant(s): Ricardo Latta
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Amy Towle
Arbitrator(s): Howard N. Kahn, Gary M. Landau, David Rich
Hearing Site: Boca Raton, FL
| | |
| 16-01830 | 04/25/2017 | Claimant(s): Jacqueline Wachs, Saul Wachs, Saul H. Wachs RevocableTrust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03740 | 10/13/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jared Perez
Respondent(s): Reuven Blank
Respondent Lawyers(s): Reuven Blank
Arbitrator(s): Gary M. Landau, Barth Satuloff, Richard H. Schneider
Hearing Site: Boca Raton, FL
| | |
| 12-03077 | 08/12/2016 | Claimant(s): Debra Quinn, P. Quinn, P. Daniel Quinn and Debra R. Quinn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gary M. Landau, Daniel P. Lund, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02226 | 05/26/2016 | Claimant(s): Steven Sapirstein
Claimant Lawyers(s): Mark D. Gilwit
Respondent(s): Daniel Kraus, Raymond, James & Associates.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Gary M. Landau, Herbert N. Ladenheim, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | |
| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 13-02400 | 04/04/2014 | Claimant(s): James Joseph
Claimant Lawyers(s): James J. Joseph
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nisha Wright
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | |
| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
| | |
