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FINRA Awards for Karimu F. Hill-Harvey

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Displaying 21-27 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0121805/11/2016Claimant(s): Gary Penner & Leslie-Ann Furie JTWROS, Gary Penner Profit Sharing Plan, Leslie-Ann Furie Profit Sharing Plan
Claimant Lawyers(s): Gary Penner
Respondent(s): Edward Moldaver, James Lee, Mark Stevenson
Respondent Lawyers(s): David Robbins, Jonathan L. Adler
Arbitrator(s): Karimu F. Hill-Harvey, Catherine Stewart, Marvin L. Schuldiner
Hearing Site: Newark, NJ
Checkmark IconExpungement
12-0309307/07/2015Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
Checkmark Icon$240,600
13-0352601/14/2015Claimant(s): Frank Cerisano
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Gary J. Mennitt
Arbitrator(s): Michael Fischetti, Karimu F. Hill-Harvey, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$2,421,660
12-0370810/15/2013Claimant(s): Sheryl Einsiedler
Claimant Lawyers(s): Robyne D. LaGrotta
Respondent(s): Royal Alliance Associates., Vincent Collaso
Respondent Lawyers(s): Steve F. Mellen
Arbitrator(s): Karimu F. Hill-Harvey, Edith M. Novack, Stewart E. Winner
Hearing Site: Newark, NJ
Checkmark IconExpungement
12-0419608/08/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Melissa A. Bevilacqua
Respondent(s): Gina Carosella
Respondent Lawyers(s): Christopher J. Carcich
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
11-0102409/01/2011Claimant(s): Garden State Securities.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Sparber
Respondent Lawyers(s): Anthony M. Sparber
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ
04-0728411/07/2007Claimant(s): Leontina Rowe, Aurum Capital Partners, L.P.
Claimant Lawyers(s): William F. Dahill
Respondent(s): Sofia Frankel, Lehman Brothers Inc
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): George W. Fehling, Karimu F. Hill-Harvey, Renee La Verne Ross CFP
Hearing Site: New York, NY
Checkmark Icon$0

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