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FINRA Awards for David E. Robbins

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Displaying 21-30 out of 68 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0153505/23/2018Claimant(s): Carole Kitrosser
Claimant Lawyers(s): David E. Robbins
Respondent(s): Richard Minichino
Respondent Lawyers(s): Matthew D. Wagoner
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
17-0075305/16/2018Claimant(s): David Fourney
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Brian Bogart, Morgan Stanley, James Bogart, John Giles
Respondent Lawyers(s): David E. Robbins, Jeremy S. Winer
Arbitrator(s): Walter Michael Mathews
Hearing Site: Washington, DC
Checkmark IconExpungement
17-0161612/20/2017Claimant(s): Ira Walker
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Chaim A. Levin, Neal D. Baker, Gregory James Libertiny
Hearing Site: Newark, NJ
17-0078812/01/2017Claimant(s): Claire Greenberg
Claimant Lawyers(s): Claire Greenberg
Respondent(s): Henry Scheuer
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0057503/21/2017Claimant(s): Steven Santagati
Claimant Lawyers(s): John Veach
Respondent(s): Dawn Bennett, Bennett Group Financial Services, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Monica I. Salis, Seth L. Finkel, C. Richard Mancini
Hearing Site: Miami, FL
Checkmark Icon$1,042,770
16-0270102/01/2017Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Dineo Coleman Gary, Eric Ross Cromartie, Douglas Ken Rudley
Hearing Site: Dallas, TX
16-0166201/27/2017Claimant(s): Matthew Lowe
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Jeff Abrams, Linda B. Kelly, Edward S. Koppman
Hearing Site: Dallas, TX
15-0054208/23/2016Claimant(s): Arthur Miller
Claimant Lawyers(s): David E. Robbins
Respondent(s): Terra Capital Markets LLC
Respondent Lawyers(s): Christopher Seps
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
15-0034308/19/2016Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt
Claimant Lawyers(s): Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig
Hearing Site: Washington, DC
Checkmark IconExpungement
14-0166206/16/2016Claimant(s): Ronald Curtis, Stuart Curtis Family Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Francis J. LaSalla, David J. Weisenfeld, Cirino M. Bruno
Hearing Site: New York, NY
Checkmark Icon$352,815

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