| 14-00810 | 12/23/2015 | Claimant(s): Hollis Kelly, Timothy Kelly
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wayne Pirmann, Sigma Financial Corporation
Respondent Lawyers(s): Dennis K. Egan, Max S. Emmer
Arbitrator(s): Patrick R. Sughroue, Raymond Wade Henney, Michele Renee Zinn
Hearing Site: Detroit, MI
|  | Expungement |
| 15-01357 | 11/11/2015 | Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI
| | |
| 12-00691 | 11/10/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Bradley Lott
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Patrick R. Sughroue, James L. Karpen, William C. Alsover
Hearing Site: Detroit, MI
| | |
| 14-00975 | 05/19/2015 | Claimant(s): James Acciaioli
Claimant Lawyers(s): James Acciaioli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $987 |
| 12-02776 | 09/25/2014 | Claimant(s): Jeffrey Gottlieb Living Trust
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Christopher R. Gullen
Hearing Site: Detroit, MI
| | $0 |
| 14-00254 | 08/26/2014 | Claimant(s): Francis Zimolzak
Claimant Lawyers(s): Francis Zimolzak
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $25 |
| 12-01484 | 12/06/2013 | Claimant(s): Eilene York
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Michael J. Meeusen
Hearing Site: Detroit, MI
| | $0 |
| 12-02473 | 12/03/2013 | Claimant(s): Patricia Shaw, Patricia A. Shaw IRA
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Arthur Penna
Respondent Lawyers(s): Arthur James Penna
Arbitrator(s): Patrick R. Sughroue, Jack L. Somers, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $15,000 |
| 11-03013 | 11/11/2013 | Claimant(s): Auto City Clark., Auto City Service, Fowlerville Exit Shell Service.
Claimant Lawyers(s): Tom Caldwell
Respondent(s): David Maksymetz, J.P. Morgan Securities, John Bueno, Nicole Moten
Respondent Lawyers(s): Adam D. Grant
Arbitrator(s): Stuart Sinai, Patrick R. Sughroue, Stephen D Kursman
Hearing Site: Detroit, MI
| | $1,972,300 |
| 11-03915 | 12/07/2012 | Claimant(s): Richard Paul
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Allegiant Securities L.L.C.
Respondent Lawyers(s): Dennis Flanagan Jr., President
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
