FINRA Awards for Kimberly J. Gustafson

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Displaying 11-20 out of 31 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03092	06/15/2020	Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL
19-03274	04/20/2020	Claimant(s): Robert Franskousky Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Louis David Huss Hearing Site: Jacksonville, FL
19-02325	03/21/2020	Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Karl A. Vogeler Hearing Site: Jacksonville, FL
18-03090	07/29/2019	Claimant(s): Christopher St. John Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC
18-02528	02/08/2019	Claimant(s): Dale Grubb Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): William E. Schneider Hearing Site: Orlando, FL
18-01521	01/15/2019	Claimant(s): Kirk Gravelle Claimant Lawyers(s): Craig Stein Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Richard S. Zaifert, Susan Dawson, Ralph Kennedy Frasier Hearing Site: Jacksonville, FL
18-00765	01/04/2019	Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
17-01346	09/10/2018	Claimant(s): Solomon Family Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Steven Gerard Goerke, Will Murphy, Thomas Fred Meyer Hearing Site: Boca Raton, FL		Expungement
16-01991	08/15/2018	Claimant(s): Douglas Gordon, Patricia Gordon Claimant Lawyers(s): Joseph Fogel Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Steven Gerard Goerke, Will Murphy, Gary Mathew Singer Hearing Site: Boca Raton, FL		Expungement
16-00647	05/25/2018	Claimant(s): John Barry Glenn, Nancy P. Glenn Claimant Lawyers(s): Jason T. Albin Respondent(s): Morgan Stanley, RBC Capital Markets LLC, Robert Dennison Respondent Lawyers(s): John P. Kincade, Kimberly J. Gustafson Arbitrator(s): Richard F. Dole, Malcolm Edwin Whittaker, Michael S. Yauch Hearing Site: Houston, TX		Expungement