| 19-00282 | 11/22/2021 | Claimant(s): Teena Clifton
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Koss, Olinger and Company
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Pamela Jeanne Rush, Gayle B. Carlson, Brian Michael Kane
Hearing Site: Jacksonville, FL
|  | $237,553 |
| 21-00559 | 10/20/2021 | Claimant(s): William Bell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
| | |
| 19-03104 | 09/29/2021 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Chad Weaver
Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities.
Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | |
| 20-03256 | 08/31/2021 | Claimant(s): The Sorkin Living Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Gayle B. Carlson, Alan E. Linden, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 19-02025 | 05/10/2021 | Claimant(s): Clyde Holland, Michele Holland
Claimant Lawyers(s): Randall Place
Respondent(s): Morgan Stanley, Thomas Eisenhuth
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Ron Pekoe, Gayle B. Carlson, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 19-02237 | 04/14/2021 | Claimant(s): Darwin Vinson, Lajane Vinson
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Jackson, MS
| | Expungement |
| 19-03258 | 04/09/2021 | Claimant(s): Charles Hall
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Asher Wolmark, William Vellon, Kingsbury Capital.
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Gayle B. Carlson, Lane A. Fentriss, Denise Morris Hammond
Hearing Site: Orlando, FL
| | |
| 19-02389 | 01/06/2021 | Claimant(s): Jean Johnson, Pamela Johnson, Thomas Johnson
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Hall, Kingsbury Capital.
Respondent Lawyers(s): Benjamin B. Coulter, Peter B. King
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Gayle B. Carlson
Hearing Site: Orlando, FL
| | Expungement |
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | |
| 20-00445 | 10/30/2020 | Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Marc A. Cohn
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | |
