| 19-02271 | 10/16/2020 | Claimant(s): June Glover
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana
Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti
Hearing Site: Charleston, WV
|  | Settlement |
| 18-03753 | 10/29/2019 | Claimant(s): Ann Marie Gallagher
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $8,100 |
| 18-01136 | 07/15/2019 | Claimant(s): Joseph Pokego, Ruth Pokego
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-03474 | 03/29/2019 | Claimant(s): Eleanora Devenish, Robert Devenish
Claimant Lawyers(s): Richard Freeth
Respondent(s): Morgan Stanley, Susan Fry Mamis, Susan Gnall
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Robert H. Putnam, John F. Adcock, Kathryn Elizabeth Schwartz
Hearing Site: Columbia, SC
| | $0 |
| 17-03398 | 03/11/2019 | Claimant(s): The Estate of Kurt E. Dreyfuss
Claimant Lawyers(s): Steven M. Kaplan
Respondent(s): Benjamin De Angelis, Charles Goldberg, Morgan Stanley, Lane Katz
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Robert E. Riccobono, Richard Gee, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 17-01072 | 05/29/2018 | Claimant(s): Brett Diamond, Rebecca Diamond
Claimant Lawyers(s): Howard Meyers
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | $0 |
| 17-00219 | 04/03/2018 | Claimant(s): Brandon Oliver
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell
Hearing Site: Baltimore, MD
| | Expungement |
| 16-00696 | 11/07/2017 | Claimant(s): Helen Robillard, Robert Robillard, Robert E. Robillard CGM Custodian
Claimant Lawyers(s): Charlene E. Philbrook
Respondent(s): Morgan Stanley, James Olson, The Breakwater Group
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): B. John Dill
Hearing Site: Augusta, ME
| | $0 |
| 14-00751 | 06/08/2016 | Claimant(s): Wendy Glick
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Morgan Stanley, Scott Drayer
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Monroe Mitchel, Bruce K. Isenberg, Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 15-00952 | 01/27/2016 | Claimant(s): Michael Schlosser
Claimant Lawyers(s): Michael Schlosser
Respondent(s): Vincent Afflixio
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | $163 |
