| 10-04538 | 08/18/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Walter Katai
Respondent Lawyers(s): Walter Michael Katai
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
| | |
| 10-00555 | 07/12/2011 | Claimant(s): Evelyn Dias, Melvin Dias
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Pershing LLC
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): Paul H. Lamboley, Cheryl R. Kershner, David M. Seidner
Hearing Site: Reno, NV
|  | $120,250 |
| 10-01667 | 12/16/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
| | |
| 07-03064 | 10/04/2010 | Claimant(s): Lynn Monteverde, Monteverde Investments
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Margaret F. Swetman
Arbitrator(s): James N. D'Orso, Fred D. Butler, Richard Conlon Lehrmann
Hearing Site: Reno, NV
| | $163,250 |
| 08-04078 | 10/04/2010 | Claimant(s): John Miller
Claimant Lawyers(s): John Miller
Respondent(s): Pershing LLC, Vanguard Marketing Corporation
Respondent Lawyers(s): Garrett R. Wynne, James J. Dougherty
Arbitrator(s): Joseph L. Mangan, Robert J. Ruben, David L. Moran
Hearing Site: Reno, NV
| | $0 |
| 09-02748 | 08/23/2010 | Claimant(s): James Boyer
Claimant Lawyers(s): Rew R. Goodenow
Respondent(s): Wachovia Securities, Eric Smith
Respondent Lawyers(s): G Thomas Fleming
Arbitrator(s): Paul D. Gutierrez, Mark Aaron Jones, Patrick Owen King
Hearing Site: Reno, NV
| | $25,000 |
| 10-00503 | 08/02/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Timothy Hartman
Respondent Lawyers(s): Timothy Neal Hartman
Arbitrator(s): Lester Friedman
Hearing Site: Reno, NV
| | |
| 09-02992 | 05/28/2010 | Claimant(s): Martin Fischer
Claimant Lawyers(s): Martin J. Fischer
Respondent(s): Andrea Fischer, Joseph Lushina, Edward Jones
Respondent Lawyers(s): Andrea Fischer, Edwin A. Barkel
Arbitrator(s): Lester Friedman, James W. Warren, Ralph L. Jacobson
Hearing Site: Reno, NV
| | $15,300 |
| 08-01179 | 04/29/2010 | Claimant(s): J. Holbrook., James B. Willard TTEE of Beverly Hudson
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Peter M Brabbee, Alexandra M. Linden, William Michael Samsel
Hearing Site: Reno, NV
| | $83,000 |
| 08-04646 | 12/09/2009 | Claimant(s): H. Roark & Associates.
Claimant Lawyers(s): Brad M. Johnston
Respondent(s): PowerChem LLC
Respondent Lawyers(s): Stephen Coontz
Arbitrator(s): Edwin C. Shiver, Fred D. Butler, Sean B. Meehan
Hearing Site: Reno, NV
| | $0 |
