| 06-03306 | 11/01/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Peter Janowsky
Respondent Lawyers(s): William A. DiConza
Arbitrator(s): Gilbert F. Bach, Robina Fedora Asti, John Murray Carroll
Hearing Site: New York, NY
| | |
| 06-05370 | 10/11/2007 | Claimant(s): Richard Case
Claimant Lawyers(s): William Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming
Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer
Hearing Site: Los Angeles, CA
| | |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
|  | $382,600 |
| 06-03416 | 08/17/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Wise
Respondent Lawyers(s): Alan K. Wise
Arbitrator(s): Larry Haugaard, James P. Murphy, Ivan Claman
Hearing Site: Los Angeles, CA
| | |
| 06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz
Claimant Lawyers(s): Steven P. Schwartz
Respondent(s): Wachovia Securities, Delores Vance
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | $10,513 |
