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FINRA Awards for PNC Investments

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Displaying 21-30 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0006504/25/2016Claimant(s): Mary Katherine Beiting, Otto Beiting
Claimant Lawyers(s): Joseph D. Kirby
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
Checkmark IconExpungement
15-0087604/21/2016Claimant(s): Lewis Roberts
Claimant Lawyers(s): Donald J. McCartney
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Daniel J. Donovan, Emily Eiselman Hunter, James Drew Butler
Hearing Site: Baltimore, MD
15-0143703/30/2016Claimant(s): Kurt Zipp
Claimant Lawyers(s): Kurt William Zipp
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Milwaukee, WI
15-0150302/12/2016Claimant(s): Joseph Shimko
Claimant Lawyers(s): Craig D. Stein
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
14-0058812/01/2015Claimant(s): Janette Adams
Claimant Lawyers(s): Stephen Guice
Respondent(s): Jeffrey Adams, Philip Patragnoni, PNC Investments
Respondent Lawyers(s): Brian A. Carlis, Jeffrey Adams
Arbitrator(s): Carol H. Gold, Catherine S. Kopley, Laura A. Kaster
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0287004/24/2015Claimant(s): Ignacio Covarrubias
Claimant Lawyers(s): Ignacio Covarrubias
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Harvey Michael Rosenberg
Hearing Site: Cleveland, OH
13-0264611/11/2014Claimant(s): Jonathan Brofford
Claimant Lawyers(s): Jonathan D. Brofford
Respondent(s): Colin Lewis, Jeffrey Suhanic, Kenneth Duncan, PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Jay S. Ferrier, Richard W. Dissen, Gary Lee Ainley
Hearing Site: Cleveland, OH
13-0295609/26/2014Claimant(s): Carly Mccarty
Claimant Lawyers(s): Stephen R. Bosin
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Jim Geiger, John T. Hausladen, Gary I. Kravis
Hearing Site: Philadelphia, PA
12-0308308/01/2014Claimant(s): Angela Feagan, J. Thomas Feagan
Claimant Lawyers(s): Brian Herberth
Respondent(s): John Gould, PNC Investments
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Susan K. Hollenbach, Stephen P. Calardo
Hearing Site: Cincinnati, OH
Checkmark IconExpungement
13-0130702/20/2014Claimant(s): Richard Hakanson
Claimant Lawyers(s): Erwin Cohn
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Stephen C. Esposito
Hearing Site: Chicago, IL
Checkmark Icon$0

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