| 13-01621 | 06/04/2015 | Claimant(s): Kenneth Robins, 1746-1750 1/2 North Kingsley Drive
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Craig R. Bockman, Neil M. Katsuyama
Arbitrator(s): Arthur T. Berggren, Joy Diane Williams, Norman Cousins Sasamori
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-06371 | 09/25/2013 | Claimant(s): The Anderson Family Trust
Claimant Lawyers(s): Steven M. Goldberg
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): Arthur T. Berggren, Linda L. Drummond, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 11-00428 | 07/13/2012 | Claimant(s): Lucie Falk, Joseph and Lucie Falk Trst uadtd 5/11/88
Claimant Lawyers(s): Lucie Falk
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert J. Ruben, John B. La Rue, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-04100 | 03/14/2012 | Claimant(s): Scott Holt, Tracy Austin
Claimant Lawyers(s): Steven M. Goldberg
Respondent(s): Gary Fournier, Citigroup Global Markets.
Respondent Lawyers(s): Michele R. Fron, William A. Hohauser
Arbitrator(s): Robert D. Sussin, Jon A. Bostrom, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-03094 | 07/05/2011 | Claimant(s): Rosen Capital Institutional LP, Rosen Capital Partners LP
Claimant Lawyers(s): Harold Barza
Respondent(s): Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Peter K. Vigeland
Arbitrator(s): Arthur T. Berggren, Katharine Reed Coleman, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $63,665,200 |
| 09-02990 | 05/17/2011 | Claimant(s): Sharon Metsch, Stephen Metsch
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Clifford Gamble, Linda Sechser, Scott Hultsman
Respondent Lawyers(s): Benjamin W. White, Linda Sechser, Scott Hultsman
Arbitrator(s): Arthur T. Berggren, Debra Brothers Self, Ara Kassabian
Hearing Site: Los Angeles, CA
| | $127,106 |
| 09-05630 | 03/25/2011 | Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust
Claimant Lawyers(s): Steven L. Miller
Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-00335 | 02/24/2011 | Claimant(s): Araceli Fonseca
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Brett Saddler, Ameriprise Financial Services.
Respondent Lawyers(s): Katherine J. Stanton
Arbitrator(s): Kenneth E. Owen, Arthur T. Berggren, Richard William DeWeese
Hearing Site: Los Angeles, CA
| | |
| 09-01937 | 08/16/2010 | Claimant(s): Rina Schwarz, Rina Schwarz Revocable 1996 Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Dusan Zachystal, Individual Asset Management, Interactive Brokers LLC
Respondent Lawyers(s): Derek C. Anderson, Jeffrey D. Fox
Arbitrator(s): Arthur T. Berggren, Mark A. Karpe, Arthur Alef
Hearing Site: Los Angeles, CA
| | $0 |
