| 16-02331 | 06/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Benjamin Bowden
Respondent Lawyers(s): Benjamin J. Bowden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 16-03312 | 06/23/2017 | Claimant(s): Lori Welborn
Claimant Lawyers(s): Stuart M. Reynolds
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Dan Overbey, Managing Dir.
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
| | |
| 16-03444 | 06/13/2017 | Claimant(s): Robert Packer
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust
Respondent Lawyers(s): John L. Dagley
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | Expungement |
| 16-00022 | 06/02/2017 | Claimant(s): James Anderton, Anderton A Trust, Anderton B Trust
Claimant Lawyers(s): Joyce W. Lindauer
Respondent(s): Matthew Mason, Raymond James Financial Services., Alliance Bank, Alliance Bank Financial Services
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): C. Sumpter Logan, John McWane Hayes, George Lucas ("Luke") Ashley
Hearing Site: Dallas, TX
|  | Expungement |
| 15-02125 | 05/19/2017 | Claimant(s): Commerce Street Capital
Claimant Lawyers(s): Sonja J. McGill
Respondent(s): Eric Rosiak, T. Akers
Respondent Lawyers(s): Elise M. Baumgarten
Arbitrator(s): William E. Hartsfield, David A. Schuler, Angela Perri White
Hearing Site: Dallas, TX
| | |
| 17-00239 | 05/17/2017 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Alvin Blancett
Respondent Lawyers(s): Alvin Wayne Blancett
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 15-02588 | 05/08/2017 | Claimant(s): Munbilla Investments, Ltd.
Claimant Lawyers(s): David R. Clouston
Respondent(s): Richard Szelc, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): G. Maynard Green, Karen Roberts Washington, Joseph G. Werner
Hearing Site: Dallas, TX
| | $0 |
| 16-02666 | 05/03/2017 | Claimant(s): Joseph Piellucci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Michael Naccarato
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 16-02944 | 04/07/2017 | Claimant(s): Glen Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 16-01817 | 03/20/2017 | Claimant(s): David Morehead
Claimant Lawyers(s): David L. Morehead
Respondent(s): Joseph Peterson, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | $88 |
