| 23-01923 | 02/27/2024 | Claimant(s): John Westmoreland
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 23-00497 | 02/08/2024 | Claimant(s): Ibrahem Abdou
Claimant Lawyers(s): Ibrahem Abdou
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
|  | $0 |
| 22-02116 | 02/02/2024 | Claimant(s): Dean Reeves
Claimant Lawyers(s): William Thomas Lacy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca Swenson
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
| 23-01286 | 01/11/2024 | Claimant(s): Jaime Benedetti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): John Peter Purcell
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 21-01772 | 01/10/2024 | Claimant(s): Lindsay Francis, Maggie Browney, Wayne D. Miller Revocable Living Trust
Claimant Lawyers(s): Cortney S. Alexander
Respondent(s): Eric Hynden, UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Cassandra Kimberly Ward, Zoana Price, Abiola F Bankole-Hameed
Hearing Site: Atlanta, GA
| | $260,800 |
| 23-01725 | 10/27/2023 | Claimant(s): Spencer Hyde
Claimant Lawyers(s): Spencer Roderick Hyde
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Atlanta, GA
| | $435 |
| 23-01472 | 10/17/2023 | Claimant(s): Kurt Mattson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 23-00716 | 10/12/2023 | Claimant(s): Colleen Rosenberg Tod
Claimant Lawyers(s): William B. Young
Respondent(s): Cape Securities.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | Expungement |
| 22-00666 | 10/12/2023 | Claimant(s): Nikita Griffin
Claimant Lawyers(s): Nikita J. Griffin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Harvey R. Linder, Melissa Lianne George, Vincent Ray Davis
Hearing Site: Atlanta, GA
| | $0 |
| 21-00242 | 10/06/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Matthew Sherbondy
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson
Hearing Site: Atlanta, GA
| | |
