Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00198 | 07/19/2013 | Claimant(s): Frances Whitehead Claimant Lawyers(s): Robert E. Norton Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Curt R. Soefker Arbitrator(s): Donald M. Macdonald Hearing Site: Atlanta, GA |  | $300 |
| 11-04698 | 07/12/2013 | Claimant(s): Bentley Stanton Claimant Lawyers(s): Gary Menzer Respondent(s): Douglas Leone Respondent Lawyers(s): Dan A. Druz Arbitrator(s): Bruce W. Bennett Hearing Site: Atlanta, GA | | Expungement |
| 08-03345 | 07/10/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Paul Marshall Respondent Lawyers(s): Glenn D. Delk Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 12-03786 | 06/27/2013 | Claimant(s): Francis Traynor Claimant Lawyers(s): Matthew J. Gilligan Respondent(s): Schaedle Worthington Hyde Properties Respondent Lawyers(s): Pratt H. Davis Arbitrator(s): R. Van Young Hearing Site: Atlanta, GA | Expungement | |
| 12-04102 | 06/05/2013 | Claimant(s): Thomas Dolan Claimant Lawyers(s): Thomas F. Dolan Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): John C. Yeoman Hearing Site: Atlanta, GA | | $163 |
| 12-03171 | 06/03/2013 | Claimant(s): Mark Klopfenstein, Molly Klopfenstein, TranStar Capital Ventures LLC Claimant Lawyers(s): Robert K. Crowe Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): Harry G. Mason, Robert A. Dean, Osei J Adoma Hearing Site: Atlanta, GA | | Dismissed by Rule 12206/12504 |
| 12-04120 | 05/21/2013 | Claimant(s): Judith Manulkin, Richard Manulkin Claimant Lawyers(s): Alan R. Perry Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | | $64,679 |
| 10-03527 | 05/15/2013 | Claimant(s): Lawrence Tanowitz Claimant Lawyers(s): Neil Solomon Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Daniel I. MacIntyre, Sabrina Raquel Scott, Dimitri Angelo Dodys Hearing Site: Atlanta, GA | | Expungement |
| 11-04748 | 05/07/2013 | Claimant(s): Pamela Lewis Claimant Lawyers(s): Christopher W. Wickersham Respondent(s): SunTrust Investment Services., James Brown Respondent Lawyers(s): Doreen S. Young Arbitrator(s): Donald M. Macdonald, John F. O'Neill, Brandt Leonard Ross Hearing Site: Atlanta, GA | | Expungement |
| 12-01460 | 05/02/2013 | Claimant(s): Joyce McCumber, Larry McCumber Claimant Lawyers(s): Joseph S. Fogel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jessica A. Shaver Arbitrator(s): Harvey R. Linder, John F. O'Neill, Bonnie B. Revoner Hearing Site: Atlanta, GA | | Expungement |