| 11-04661 | 12/05/2013 | Claimant(s): Jason Aldridge
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill
Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck
Hearing Site: Atlanta, GA
|  | Expungement |
| 10-03818 | 12/02/2013 | Claimant(s): Carey C. Steger, Estate Donald Campbell
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chandler R Bridges, Harvey R. Linder, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $0 |
| 13-00605 | 10/23/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Michael Blanchar
Respondent Lawyers(s): Sanford J. Gerber
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
| | |
| 12-02704 | 10/08/2013 | Claimant(s): Shirley Johnson
Claimant Lawyers(s): Kristian P Kraszewski
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron Budd
Arbitrator(s): Joel Steven Arogeti, William Barker Brown, Edward Martin Davidson
Hearing Site: Atlanta, GA
| | Expungement |
| 12-03838 | 09/30/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Edward Hamilton
Respondent Lawyers(s): Edward Eugene Hamilton
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA
| | |
| 12-04230 | 09/19/2013 | Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Sean Kelly
Respondent Lawyers(s): Sean J. Kelly
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 12-01441 | 08/30/2013 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
| 12-01888 | 08/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 12-01844 | 08/05/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Chamblee
Respondent Lawyers(s): John David Chamblee
Arbitrator(s): Robert A. Dean
Hearing Site: Atlanta, GA
| | |
| 13-00197 | 07/26/2013 | Claimant(s): Mittie Freeman
Claimant Lawyers(s): Robert E. Norton
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Donald G. Kennedy
Hearing Site: Atlanta, GA
| | $50,600 |
