22-01469 | 03/03/2023 | Claimant(s): Bradley Lott Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI
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21-01769 | 02/10/2023 | Claimant(s): Jesse Vos Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): LPL Financial LLC Respondent Lawyers(s): Gary M. Saretsky Arbitrator(s): Barry Goldman, Betty Rankin Widgeon, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Expungement |
20-03378 | 02/09/2023 | Claimant(s): Gregory Smith, Sarah Smith Claimant Lawyers(s): John A. Hubbard Respondent(s): Oppenheimer & Co.., Thomas Kruse Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Robert J. Scafuri, Mark Gregory Brackon, Kader M Alcodray Hearing Site: Detroit, MI
| | $70,000 |
22-00640 | 01/27/2023 | Claimant(s): Michael Graziani, Robert Loupee Claimant Lawyers(s): Robert E. Loupee Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michelle M. Wezner Arbitrator(s): Michele Renee Zinn, Marcy Hahn, Lee Ruben LeRoy Hearing Site: Detroit, MI
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22-01542 | 12/12/2022 | Claimant(s): Yusuf Hai Claimant Lawyers(s): Yusuf Abdul Hai Respondent(s): Kenneth Chaput, Osman Minkara, CIG Capital Advisors Inc., CIG Securities Respondent Lawyers(s): James V. Garvey Arbitrator(s): Gail K. Barski-McCracken Hearing Site: Detroit, MI
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22-01069 | 12/09/2022 | Claimant(s): Karl Schwartz Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
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21-02870 | 10/31/2022 | Claimant(s): Douglas Osborn Claimant Lawyers(s): Philip J. Weipert Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI
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21-01061 | 10/25/2022 | Claimant(s): Betty Cole, Dale Cole, Betty Cole IRAs, Dale Cole IRAs, Betty Cole Trusts, Dale Cole Trusts Claimant Lawyers(s): David M. Black Respondent(s): Carl Gill Respondent Lawyers(s): Daniel Rucker Arbitrator(s): Jeffry M. Bauer, Martin Brosnan, Sandra Franklin Hearing Site: Detroit, MI
| | Expungement |
22-01301 | 10/14/2022 | Claimant(s): Paul Carnahan Claimant Lawyers(s): Paul Michael Carnahan Respondent(s): Securian Financial Services. Respondent Lawyers(s): Jared K. Levy Arbitrator(s): Michael J. Meeusen Hearing Site: Detroit, MI
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19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI
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