| 12-04346 | 06/25/2014 | Claimant(s): Allan Studenberg, P.C.
Claimant Lawyers(s): John A Hubbard
Respondent(s): Brett Gasper, UBS Financial Services Inc., Steve Gasper
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Stephen D Kursman, Linda M. Foster-Wells, Edward William Rich
Hearing Site: Detroit, MI
|  | $0 |
| 12-01900 | 06/10/2014 | Claimant(s): Carol Tobel, Charles Tobel, Kevin Tobel, Mary Tobel, Charles M. Tobel Irrevocable Trust, Charles and Carol Tobel Rev Liv Trust, Kevin W. Tobel Irrevocable Trust, Kevin and Mary Lynn Tobel Living Trust
Claimant Lawyers(s): Matt D. Novello
Respondent(s): Jeffrey Hyman, Robert W. Baird & Co. Incorporated, AXA Distributors, AXA Equitable Life Insurance Co.
Respondent Lawyers(s): Colin M. Battersby, Gregory G. Wille
Arbitrator(s): Robert A. Vogler, A. Robert Stevenson, Anthony W. Candela
Hearing Site: Detroit, MI
| | $175,000 |
| 11-02606 | 06/03/2014 | Claimant(s): Lee Benz
Claimant Lawyers(s): Richard Sacks
Respondent(s): Glen Darmos, Shelley Davenport, Berthel, Fisher & Company Financial
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Larry C. Kreul, Stuart Sinai, William M. Azkoul
Hearing Site: Detroit, MI
| | $300,000 |
| 10-05247 | 06/02/2014 | Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): J.W. Cole Financial.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Robert J. Scafuri, Stuart Sinai, Mauricio Kohn
Hearing Site: Detroit, MI
| | |
| 12-02667 | 04/03/2014 | Claimant(s): Joseph Mysliwiec, Mary Mysliwiec, Ronald T. Mysliwiec (decd) IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Timothy J. Currier, Mark Scarr, John P. Gouttiere
Hearing Site: Detroit, MI
| | Expungement |
| 09-02880 | 03/21/2014 | Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992
Claimant Lawyers(s): Stephen M. Ryan
Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management.
Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President
Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
| | $0 |
| 12-02771 | 02/27/2014 | Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | Expungement |
| 11-03421 | 01/29/2014 | Claimant(s): Philippe Burney, John Faitel, Yvette Faitel, Yvette and John Faitel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marcious Dickerson, Centaurus Financial.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Martin Brosnan, Anthony W. Candela, Arthur James Rubiner
Hearing Site: Detroit, MI
| | Expungement |
| 12-04047 | 01/27/2014 | Claimant(s): John Klesney
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Alan Underberg, Jason Meyers, Thomas Sullivan, ICM Capital Markets Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Dennis J. Lavasseur, Jason M. Meyers
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $35,000 |
| 12-02113 | 01/16/2014 | Claimant(s): Larry Ford, Nancy Ford
Claimant Lawyers(s): Troy D. Green
Respondent(s): Frederick Hensler
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
