| 13-03760 | 07/07/2015 | Claimant(s): Larry Baber
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Anthony Manaia, Edward Hindman, Robert Copus, Intervest International Corporation, Intervest International Equities Corp.
Respondent Lawyers(s): David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Robert J. Scafuri, Mark Wietchy, Michael James Malone
Hearing Site: Detroit, MI
|  | $40,000 |
| 14-00989 | 06/29/2015 | Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
| | Expungement |
| 12-00512 | 06/19/2015 | Claimant(s): Eugene Doskocz, Fiona Doskocz
Claimant Lawyers(s): Anthony Trogan
Respondent(s): A.G. Edwards & Sons., Sigma Financial Corporation
Respondent Lawyers(s): Brent J. Burtin, Jonathan M. Sterling
Arbitrator(s): Barry Goldman, Kendall B. Perry, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $80,000 |
| 14-02699 | 05/29/2015 | Claimant(s): Gerald Smigelski
Claimant Lawyers(s): Adam M. Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $163 |
| 13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 14-00975 | 05/19/2015 | Claimant(s): James Acciaioli
Claimant Lawyers(s): James Acciaioli
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $987 |
| 13-03743 | 05/07/2015 | Claimant(s): Viola Nutt, PTC Cust Rollover IRA FBO of Viola Nutt, V. Elaine Nutt Revocable Living Trust
Claimant Lawyers(s): Joseph Spiegel
Respondent(s): Bradley FischerL Financial LLC
Respondent Lawyers(s): Bradley Schram
Arbitrator(s): Jack J. Mazzara, Jack L. Somers, Michael George Kelly
Hearing Site: Detroit, MI
| | Expungement |
| 15-00128 | 05/06/2015 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Frederick R. Dewey
Respondent(s): Jeremy Dillon
Respondent Lawyers(s): Jeremy Lee Dillon
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 14-00835 | 05/01/2015 | Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
| | $0 |
| 14-02440 | 04/30/2015 | Claimant(s): Jerold F Havey, Lois A Havey
Claimant Lawyers(s): Jerold F. Havey
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $12,146 |
