Potomac Analytics' Logo

FINRA Awards for Detroit, MI

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 201-210 out of 546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269804/11/2017Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Aaron Hollister
Respondent Lawyers(s): Aaron W. Hollister
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
16-0150203/13/2017Claimant(s): Kevin O'Neill
Claimant Lawyers(s): Meagan A. Lamberti
Respondent(s): James Stewart, JC Stewart Enterprises
Respondent Lawyers(s): D. Daxton White
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
Expungement
16-0041803/03/2017Claimant(s): James Azzar, CMS Industries.
Claimant Lawyers(s): George W. Furtado
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Michael P. Ashcraft
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0069102/17/2017Claimant(s): Daniel Murphy
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Michael W. Knapp 1997 Irrevocable Tust
Respondent Lawyers(s): Joann Knapp
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
Expungement
16-0127102/08/2017Claimant(s): Lawrence Klenk, Melanie Klenk, The Trust of Delores M. Young
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0023301/31/2017Claimant(s): Alishia Terrill
Claimant Lawyers(s): Jon J. Schrotenboer
Respondent(s): Syed Mahmud
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Martin Brosnan, Dana R. Dawe, Seth H. Barsky
Hearing Site: Detroit, MI
14-0121501/26/2017Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Jeffrey Fratarcangeli
Respondent Lawyers(s): Michael Taaffe
Arbitrator(s): George E. White, Lee Hornberger, Michael John Falvo
Hearing Site: Detroit, MI
15-0278901/13/2017Claimant(s): Jane Baum, Larry Baum
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): David Shea
Arbitrator(s): Jeffry M. Bauer, John F. Burns, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$86,425
16-0013101/13/2017Claimant(s): Kurt Martyn
Claimant Lawyers(s): Edward J. Christensen
Respondent(s): Jim Corona, Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
Checkmark Icon$3,225
16-0067312/22/2016Claimant(s): Jeffrey R. Parks and Lauren Parks
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Laurence Torres
Respondent Lawyers(s): Joseph Dominick Quinzi, Laurence Michael Torres
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
Checkmark Icon$47,100

546 Results

Display: