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FINRA Awards for Scott L. Silver

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Displaying 51-60 out of 77 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0432612/14/2011Claimant(s): Daniel Martorano, Janet Goodstein, Laurie Martorano
Claimant Lawyers(s): Daniel Mortorano, Scott L. Silver
Respondent(s): Steven L. Falk and Associates
Respondent Lawyers(s): Steven L. Falk
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marie Paulette Levine
Hearing Site: Boca Raton, FL
Checkmark Icon$487,202
10-0187109/30/2011Claimant(s): Gordon Sympson, Gordon Sympson and Associates
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): James J. Ashe
Hearing Site: Nashville, TN
Checkmark Icon$8,386
10-0036508/29/2011Claimant(s): Peter O'Rourke
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anthony Salino, Felix Roman, Mercer Capital Ltd.
Respondent Lawyers(s): Brian Reis, Felix Roman
Arbitrator(s): Marvin Elster
Hearing Site: Washington, DC
Checkmark Icon$4,000
09-0605504/19/2011Claimant(s): Gary Hillert
Claimant Lawyers(s): Scott L. Silver
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Frances D. Sheehy, John H. Claudy, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0
10-0205003/08/2011Claimant(s): Byron Meads, John Wyllys, Max Manack
Claimant Lawyers(s): Neil S. Baritz
Respondent(s): Milton and Dorothy Aronowitz
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Robert B. Kane, Frances D. Sheehy, Charles Hoffman
Hearing Site: Boca Raton, FL
Expungement
09-0676812/01/2010Claimant(s): Seymour Lowell and Lee G. Lowell
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Randy R. Freedman, Gloria F. Katz, Mark David Hunter
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
09-0641609/17/2010Claimant(s): Norman Malo
Claimant Lawyers(s): Brian J. Ellis
Respondent(s): Adele D'Lando, Benita Axel, Bessie Selz, Bruce Brauner, Carol Raben, Daniel Balko, Denise Marino, Edward Asch, Ethel Zebitz, Gary Weisman, Gerard Axel, Gloria Nadler, Helene Lipschutz, Herman Nadler, Holly Colangelo, Jacqueline Mishory, Joseph Messina, Joseph Nemeth, Joseph Schwartz, Judy Berlin, et al
Respondent Lawyers(s): Scott L. Silver
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
Expungement
07-0062408/19/2009Claimant(s): Barbara Freudmann, Fern Greene, Gunnar Pedersen, Joan Ezersky, Judith Pedersen, Maxine Jaffe, Randi Greenfield, Randy Greenfield, Ruth Grimes, Sheila Kramer, Shirley Wishnew, Stefan Greene, Judith Pedersen on behalf of Alexa, Noah, Michael Casper Custodial, CUS for Rose Shimerg, Steven Casper Custodial, Carol Hoffer IRA, John Casper, Marian Green, Martin Green, et al
Claimant Lawyers(s): Darren C. Blum, James D. Sallah, Joshua A. Katz, Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Geraldine A. Genco
Hearing Site: Boca Raton, FL
Checkmark Icon$1,470,470
06-0461008/19/2009Claimant(s): Maxine Jaffe
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon
Hearing Site: New York, NY
Checkmark Icon$152,186
06-0528408/19/2009Claimant(s): Barbara Freudmann, Jeffrey Kramer and Helen Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$289,000

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