Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01879 | 09/14/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Angela A. Turiano Respondent(s): Thomas Buckley Respondent Lawyers(s): Thomas Buckley Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley Hearing Site: New York, NY | ||
| 14-02976 | 04/02/2015 | Claimant(s): Lawrence Liebers Claimant Lawyers(s): Patrick Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | ||
| 10-05618 | 05/08/2013 | Claimant(s): Cheryl Star Claimant Lawyers(s): David M. White Respondent(s): John Magnesio, UBS Financial Services Inc., Steven Kyriakos Respondent Lawyers(s): Amy Bard Arbitrator(s): Sandra J. Mullings, Madelyn A. Levy, Myrna E. DeJesus Hearing Site: New York, NY |  | Expungement |
| 11-04480 | 05/02/2013 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Gene L. Small Respondent(s): Kasemsante Boonswang Respondent Lawyers(s): Kasemsante Guevara Boonswang Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | ||
| 11-04695 | 08/20/2012 | Claimant(s): Aldo Valente, Nelson Martins Claimant Lawyers(s): Joseph Keenan Respondent(s): Nicholas Mazzaferro Respondent Lawyers(s): Benjamin Lapin Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | Expungement | |
| 09-01969 | 02/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): Christian Quege Respondent Lawyers(s): Thomas M. Campbell Arbitrator(s): David L. Binhak, Jeffrey G. Sommers, Madelyn A. Levy Hearing Site: New York, NY | ||
| 10-01909 | 12/01/2010 | Claimant(s): James Harrington Claimant Lawyers(s): James E Harrington Respondent(s): Securities America. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena Hearing Site: New York, NY | | $0 |
| 09-01381 | 05/26/2010 | Claimant(s): Guy Girgenti Claimant Lawyers(s): Guy Girgenti Respondent(s): Janice Ginsburg, Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Barbara J. Glenns, Madelyn A. Levy, Philip R. Lochner Hearing Site: New York, NY | | Expungement |
| 09-06604 | 04/29/2010 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Joseph Buscema Respondent Lawyers(s): Joseph Buscema Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | | $0 |
| 09-01244 | 08/11/2009 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Mujib Rahman Respondent Lawyers(s): Mujib Rahman Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | | $0 |