22-01815 | 06/16/2023 | Claimant(s): BGC Financial, L.P. Claimant Lawyers(s): Nirav Shah Respondent(s): David Nierenberg, TJM Investments Respondent Lawyers(s): Jonathan Sack Arbitrator(s): Larry Kars, Charles L. Henderson, Virginia Mary Hunt Hearing Site: New York, NY
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21-00320 | 05/05/2023 | Claimant(s): Fred Shahan, Wendy Cordell, on behalf of his IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Darol Paulsen, John Nguyen, Jonathan French, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Barbara M. Zak, Herbert Liberman, Deanna J. Johnson Hearing Site: San Diego, CA
| | $780,220 |
22-02934 | 05/02/2023 | Claimant(s): Joseph Dalton Claimant Lawyers(s): Aleaha N. Jones Respondent(s): Belle Haven Investments, L.P. Respondent Lawyers(s): Paul J. Bazil Arbitrator(s): Selma Moy Hearing Site: New York, NY
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22-00209 | 02/17/2023 | Claimant(s): Harry Barth, Richard Jackman Claimant Lawyers(s): Craig R Bockman Respondent(s): Jeffrey Rosenbery, Antietam Holdings, L.P. Respondent Lawyers(s): Corporate Office, Jeffrey Rosenbery Arbitrator(s): Roberta Haft, Robert E. Jenks, Norman Michael Garland Hearing Site: Los Angeles, CA
| | Expungement |
19-01751 | 09/12/2022 | Claimant(s): Simon Andriesz Claimant Lawyers(s): Neal Brickman Respondent(s): Jean Aubin, Mark Webster, Michael Sulfaro, Cantor Fitzgerald & Co., Paul Pion, Shawn McLoughlin, William Shields, BGC Financial, L.P. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): Lise Gabrielle Hunter, Jennifer Lupo, Richard M. Gray Hearing Site: New York, NY
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18-03174 | 06/29/2022 | Claimant(s): Daniel Michalow Claimant Lawyers(s): Dustin Pusch Respondent(s): Edward Fishman, Eric Wepsic, Julius Gaudio, Maximilian Stone, D.E. Shaw & Co., L.P. Respondent Lawyers(s): Terri L. Chase Arbitrator(s): Richard Lee Mansdoerfer, Jonathan Blank Hearing Site: New York, NY
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21-02881 | 06/08/2022 | Claimant(s): John Holt Claimant Lawyers(s): Joel M. Everest Respondent(s): CUSO Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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21-02511 | 05/20/2022 | Claimant(s): Jeanpaul Skovronck Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipietro Arbitrator(s): Christopher C. Gorski, William A. Rome, Alfreida B. Kenny Hearing Site: New York, NY
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20-01732 | 05/09/2022 | Claimant(s): Fortezza Investments, L.P. Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): S. Ronald Daniels, Christopher E. Benjamin, Steven Moore Hearing Site: Boca Raton, FL
| | $0 |
21-02257 | 05/04/2022 | Claimant(s): Joseph Amato Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Rocco Guidicipierto Arbitrator(s): Stephen J. Patti, Harrison Johnson, Veronica Ann Williams Hearing Site: New York, NY
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