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FINRA Awards for David Lerner Associates.

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Displaying 11-20 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0313908/02/2023Claimant(s): Catherine Brown, Denise Correia
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Gregory Hunter Mathews, Robert M. Singer, Michael R. Ricci
Hearing Site: Hartford, CT
Checkmark IconExpungement
21-0256906/13/2023Claimant(s): Jennifer Matheson, Michael Matheson
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cynthia A. DiMarco, Jeanne M. Keefe, Noah Jonathan Hanft
Hearing Site: New York, NY
Checkmark IconExpungement
21-0239002/16/2023Claimant(s): Don and Miki Rimmer Revocable Trust, Telecomunications Network Consultants
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Monica I. Salis, Susan J Jones, Eric Mealus
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0391012/23/2022Claimant(s): Diane Pomponio
Claimant Lawyers(s): Diane Pomponio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cheryl H. Agris, Lorrie E Whitfield, John Warner Lowe
Hearing Site: New York, NY
Checkmark IconExpungement
20-0161411/29/2022Claimant(s): Joan Washington
Claimant Lawyers(s): Joan B. Washington
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Douglas Earl McLaren, Elizabeth Louise Carswell, Jacqueline A Tran
Hearing Site: Washington, DC
Checkmark IconExpungement
20-0373709/15/2022Claimant(s): Janet Rempuszewski
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Edmund Timothy Donovan
Hearing Site: New York, NY
Checkmark IconExpungement
22-0030207/12/2022Claimant(s): Rita Greenstein
Claimant Lawyers(s): Steven A. Gelfand
Respondent(s): David Lerner Associates., Daniel Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
Checkmark Icon$23,480
20-0334504/22/2022Claimant(s): Beate Regenauer
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Terrance J. Nolan, Frank Joseph Clemens, Stephen T Schreiber
Hearing Site: New York, NY
Checkmark IconExpungement
20-0358303/07/2022Claimant(s): Kevin O'Sullivan
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile
Hearing Site: New York, NY
Checkmark IconExpungement
20-0399802/14/2022Claimant(s): Erwin Knapp, Linda Kelderhouse, Erwin Knapp IRA, Erwin A. Knapp & Marga Knapp JTWROS, Linda Kelderhouse TOD
Claimant Lawyers(s): Matt Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Briana K. Huffer
Arbitrator(s): William H. Morley, John Michael Richardson, Joyce Diane Campbell Priveterre
Hearing Site: New York, NY
Checkmark IconExpungement

66 Results

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