| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 19-01482 | 01/13/2020 | Claimant(s): Lysandra Maxim
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 18-04449 | 12/23/2019 | Claimant(s): Marcus Kline
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Daniel M. White
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 11-00134 | 09/09/2019 | Claimant(s): Constantine Demopoulos, Michael Fontaine
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Deutsche Bank Securities., Deutsche Bank AG
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Ted M. Rosen, Mary Ellen Burns, Philip Rachmelowitz
Hearing Site: New York, NY
| | |
| 18-02864 | 07/18/2019 | Claimant(s): Michael Merida
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Ted M. Rosen, Anthony Michael Sabino, Martin A. Edelstein
Hearing Site: New York, NY
|  | $200,000 |
| 18-02321 | 07/03/2019 | Claimant(s): Vinh Thai
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang
Hearing Site: New York, NY
| | $1,125 |
| 18-03189 | 04/09/2019 | Claimant(s): Takako Johnson
Claimant Lawyers(s): Takako Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Solomon Abramov
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | $676 |
| 18-00381 | 03/12/2019 | Claimant(s): James Martin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley DW Inc., MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 17-02914 | 03/05/2019 | Claimant(s): Elegant Commodities DMCC, Fortune Commodities DMCC
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E.. Provencio
Arbitrator(s): Ted M. Rosen, Donna Christina Chin, Robin H. Gise
Hearing Site: New York, NY
| | $825,295 |
| 18-01133 | 02/25/2019 | Claimant(s): Capital One Investing
Claimant Lawyers(s): James A. Nofi
Respondent(s): Guiseppe Gigliotti
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel
Hearing Site: New York, NY
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