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FINRA Awards for Philip J. Snyderburn

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Displaying 11-20 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0350908/12/2015Claimant(s): Ruben Gardner
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Diana A. Weiner, Jacquelyn M. Shannon, Eric Zimmer
Hearing Site: Tampa, FL
13-0271209/17/2014Claimant(s): Cynthia Capozzoli, Frank Capozzoli
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert R. Warchola
Arbitrator(s): Edith N. Dinneen
Hearing Site: Orlando, FL
Checkmark Icon$88,394
13-0085703/19/2014Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Dennis Michels
Respondent Lawyers(s): Philip J. Snyderburn
Arbitrator(s): David P. Slater, Robert H. Nelson, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
11-0456802/20/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): John Lechner, Larry Herring
Respondent Lawyers(s): John Gerald Lechner, Philip J. Snyderburn
Arbitrator(s): Terry G. Cleaves, Ronald W. Devoe, Robert J. Walter
Hearing Site: Orlando, FL
12-0407401/06/2014Claimant(s): Gregory Zerillo
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): John G. Manley
Hearing Site: Nashville, TN
12-0388810/08/2013Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark Icon$0
11-0438403/26/2013Claimant(s): Richard Gallagher
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): TD Ameritrade., Jerry Clark
Respondent Lawyers(s): James J. Vihstadt, Jerry Eaton Clark
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$580,000
11-0184505/01/2012Claimant(s): James Johnson
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Todd Bauerle, Bauerle Financial.
Respondent Lawyers(s): Jeffrey B. Kelvin, Compliance Consultant, Kirk T. Bauer
Arbitrator(s): Stuart K. Furman, Joseph John Mantione, Lauren S. Puritz
Hearing Site: Orlando, FL
Checkmark Icon$7,500
10-0371911/04/2011Claimant(s): Jack Beattie
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc S. Piven, Marc T. Danon, Diana A. Weiner
Hearing Site: Orlando, FL
Checkmark Icon$230,000
10-0304105/23/2011Claimant(s): Ann Fox
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Jerry Clark
Respondent Lawyers(s): Jerry Clark
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
Checkmark Icon$196,146

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