| 16-02067 | 05/04/2017 | Claimant(s): Jonathon Jay Marks, Suzana Rockwell Marks
Claimant Lawyers(s): Jonathon Jay Marks, Suzana Rockwell Marks
Respondent(s): Morgan Stanley, Lewis Robinson
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James D. McDonald, Jeffrey R. Roth, Victoria G.A. Willingham
Hearing Site: Ft. Lauderdale, FL
|  | $29,360 |
| 16-01767 | 04/24/2017 | Claimant(s): John Burke
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, S. Charles Tabak
Hearing Site: Newark, NJ
| | |
| 16-00306 | 04/18/2017 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Allen Kilik, Peter A. Portley, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02234 | 04/14/2017 | Claimant(s): Nancy Montelbano
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Morgan Stanley, Stuart Zimmerman, Thomas Wielgos
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | $225 |
| 15-02289 | 04/11/2017 | Claimant(s): Roberto Ramon Midence Revocable Living
Claimant Lawyers(s): D. Daxton White
Respondent(s): Morgan Stanley, RBC Capital Markets LLC
Respondent Lawyers(s): John P. Kincade, Joseph C. Coates
Arbitrator(s): Maryanne M. Esser, Amy Lynn Mitchell, Shannon Lyn Mays
Hearing Site: Houston, TX
| | Expungement |
| 16-00762 | 04/06/2017 | Claimant(s): Larry Rabineau
Claimant Lawyers(s): Larry Rabineau
Respondent(s): Donald Kartoon, Morgan Stanley
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Larry Edmonson, Richard Maurice Robinson, Matthew Syken
Hearing Site: Los Angeles, CA
| | $4,000 |
| 14-02702 | 03/27/2017 | Claimant(s): Teresa Vollenweider, Step By Step Communications., Teresa Vollenweider Trust
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Donald Porterfield, Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Reggie C. Giffin, M. W. Gear, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | $250 |
| 15-02216 | 03/20/2017 | Claimant(s): Robert Thoma
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-00942 | 03/16/2017 | Claimant(s): Richard Koerner
Claimant Lawyers(s): Raymond D. Barber
Respondent(s): Daniel Gieseke, Douglas Ingham, Morgan Stanley
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Arocles Aguilar
Hearing Site: Honolulu, HI
| | $0 |
| 16-00314 | 03/07/2017 | Claimant(s): Beverly Carroll
Claimant Lawyers(s): Robert A.W. Boraks
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): David J. Sensenig
Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar
Hearing Site: Washington, DC
| | |
