| 17-00416 | 05/03/2018 | Claimant(s): Jeremy Lansat, Joel Lansat
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Sacco, Joelle Simms
Arbitrator(s): Mark C. Perry, Ronald F. Rohe, Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 17-03185 | 05/02/2018 | Claimant(s): Shaun Rashid
Claimant Lawyers(s): Daniel McCartin
Respondent(s): Morgan Stanley, Reza Niazi-Sai
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler
Hearing Site: Baltimore, MD
|  | Expungement |
| 16-00815 | 05/02/2018 | Claimant(s): Nicholas Monaghan
Claimant Lawyers(s): Andrew J. Levin
Respondent(s): Morgan Stanley, Citigroup Global Markets., John Graff
Respondent Lawyers(s): Jeremy S. Winer, John Robert Graff
Arbitrator(s): Gordon M. Wase, William W. Lowe, Paul Albert Bechtel
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 17-00754 | 04/23/2018 | Claimant(s): Bonita Fahrner
Claimant Lawyers(s): Bonita G. Fahrner
Respondent(s): Morgan Stanley, George Price
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly G.W. Day-Lewis
Hearing Site: Columbia, SC
| | $0 |
| 17-01958 | 04/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Barry Connell
Respondent Lawyers(s): Barry Franklin Connell
Arbitrator(s): James M. Baumann, Efren Cleofe, Joseph H. Cerame
Hearing Site: Newark, NJ
| | |
| 17-02555 | 04/19/2018 | Claimant(s): Catherine Duvic, Donald Guinee, Isabel Bannon, Laura Sporl-Currens
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $42,093 |
| 17-02572 | 04/12/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | |
| 17-00219 | 04/03/2018 | Claimant(s): Brandon Oliver
Claimant Lawyers(s): Timothy C. Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell
Hearing Site: Baltimore, MD
| | Expungement |
| 16-02661 | 04/02/2018 | Claimant(s): Elaine Peconi, The Elaine Peconi Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Mary M. O'Neil, Natalie Panossian-Bassler, Stephen Mack
Hearing Site: Los Angeles, CA
| | Expungement |
